SF1403

Pre-Award Survey of Prospective Contractor (General)

Agency
GSA
Revision
Rev. 1/2014
Fillable fields
226
Pages
2
Official source
GSA form page
Checked
October 20, 2026
Fill SF1403 online
Page 1 of form SF1403

Standard Form 1403 (SF 1403): Pre-Award Survey of Prospective Contractor (General)

Standard Form 1403 (SF 1403), Pre-Award Survey of Prospective Contractor (General), is a federal contracting form. Its footer says it is prescribed by GSA under FAR (48 CFR) 53.209-1(a), and GSA hosts it in its forms library. It shows OMB Control Number 9000-0011, Expiration Date 10/31/2026.

Section I, the request, and Section II, the data, are marked for completion by the contracting office. They name the surveying activity, the solicitation, the total offered price, the prospective contractor and the items solicited and offered. Section III lists the factors to be investigated, and Section IV holds the surveying activity's recommendation of complete award, partial award or no award, signed by the survey approving official.

The Paperwork Reduction Act statement estimates 24 hours to read the instructions, gather the facts, and answer the questions. You can fill it out free in your browser on this page and download the result without an account.

Top of page 1 of Standard Form 1403 (SF 1403): Pre-Award Survey of Prospective Contractor (General), as printed by GSA

What's on SF 1403

Items 1 to 10: the request

Serial number, surveying activity, solicitation number, total offered price, type of contract, secondary survey activity, prospective contractor and contact, whether the contracting office will participate, date of request and date report required.

Items 11 to 17: representations and contacts

Small business representation, Walsh-Healey Act status and classification, parent company, plant and location, the requesting activity contracting officer, a contact point and the address the survey is returned to.

Section II, item 18: data

Item number, national stock number and nomenclature, total quantity, unit price and a delivery schedule, each with a solicited line and an offered line.

Section III, items 19 and 20: factors

Major factors (technical, production, quality assurance, financial and accounting system) and other factors such as Government property control, transportation, packaging, security and safety, each with CHK., SAT. and UNSAT. columns.

Items 21 to 23: short form, payments and remarks

Whether this is a short form pre-award report, whether a financial assistance payment provision is in the solicitation, and remarks for contracting activity use.

Section IV, items 24 and 25: recommendation

Complete award, partial award with a quantity, or no award, then the survey approving official's name, title, telephone number, signature and date.

The form has four sections across a front and a back page.

How SF 1403 is completed

  1. 1

    Fill in the request

    The contracting office completes Section I: the surveying activity, solicitation number, total offered price, type of contract, prospective contractor, dates and representations.

  2. 2

    List the items solicited and offered

    In Section II, each item has a solicited line and an offered line for quantity, unit price and delivery schedule.

  3. 3

    Mark the factors to investigate

    Check the major and other factors in items 19 and 20. The form says to provide specific requirements for other factors in Remarks.

  4. 4

    Sign and give a return address

    The requesting activity contracting officer signs item 15B, and item 17 gives the address and attention line for returning the pre-award survey.

  5. 5

    Record the recommendation

    The surveying activity marks complete award, partial award or no award in item 24, and the survey approving official signs and dates item 25.

The form prints no separate instructions. These steps follow the completion notes printed on each part.

Why fill Form SF1403 on indox

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Return, time and form notes

Where it goes

The PDF gives no filing address. Item 17 holds the address the requesting activity enters for the return of the pre-award survey.

Time to complete

The Paperwork Reduction Act statement estimates 24 hours to read the instructions, gather the facts, and answer the questions.

OMB number and burden comments

OMB Control Number 9000-0011, Expiration Date 10/31/2026. Comments on the time estimate go to U.S. General Services Administration, Regulatory Secretariat Division (M1V1CB), 1800 F Street, NW, Washington, DC 20405.

Edition

The form says it is authorized for local reproduction and that the previous edition is NOT usable.

Who fills out SF 1403?

  • The contracting office

    Section I, Request, and Section II, Data, are marked For Completion by Contracting Office. The requesting activity contracting officer gives a name, signature and telephone number in item 15.

  • The surveying activity

    The serial number in item 1, the secondary survey activity in item 6A and the short form question in item 21 are for surveying activity use. Section IV holds its recommendations.

  • The survey approving official

    Item 25 gives the name and title of the survey approving official, with a telephone number, signature and date.

  • The prospective contractor surveyed

    The form records the firm's name and address, its contact, any parent company and plant location, and what the prospective contractor represents about small business status and the Walsh-Healey Act.

The form marks which office completes each part. It is completed by government contracting and surveying offices about a prospective contractor.

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Questions about Form SF1403

Who issues SF 1403?

The footer says Standard Form 1403 (Rev. 1/2014) is prescribed by GSA under FAR (48 CFR) 53.209-1(a). GSA hosts it in its forms library.

Who fills out SF 1403?

Sections I and II are marked for completion by the contracting office. The serial number, item 6A and item 21 are for the surveying activity, and Section IV is signed by the survey approving official.

What factors can the survey cover?

Item 19 lists technical, production, quality assurance and financial capability and the accounting system. Item 20 lists Government property control, transportation, packaging, security, safety, environmental/energy consideration, flight operations/flight safety and other factors.

What recommendations does SF 1403 allow?

Item 24 has three boxes: complete award, partial award with a quantity, and no award.

How long does SF 1403 take?

The Paperwork Reduction Act statement estimates 24 hours to read the instructions, gather the facts, and answer the questions.

Can an older edition of SF 1403 be used?

The form says the previous edition is NOT usable. It also says it is authorized for local reproduction.