AO 398

Notice of a Lawsuit and Request to Waive Service of a Summons

Agency
U.S. Courts
Revision
Rev. 01/09
Fillable fields
15
Pages
1
Official source
U.S. Courts form page
Checked
October 20, 2026
Fill AO 398 online
Page 1 of form AO 398

AO 398: Notice of a Lawsuit and Request to Waive Service of a Summons

AO 398, Notice of a Lawsuit and Request to Waive Service of a Summons, is a U.S. Courts form for a civil action in a United States District Court. The U.S. Courts page lists it under Notice of Lawsuit, Summons, Subpoena, effective on January 1, 2009, and the PDF is dated Rev. 01/09.

The form itself says it is not a summons, or an official notice from the court. It tells the person or entity being sued that a lawsuit has been filed, says a copy of the complaint is attached, and asks them, to avoid expenses, to waive formal service of a summons by signing and returning an enclosed waiver. It is signed by the attorney or unrepresented party who sends it.

This page explains the form in plain words and is not legal advice. You can fill it out free in your browser on this page and download the result without an account.

Top of page 1 of AO 398: Notice of a Lawsuit and Request to Waive Service of a Summons, as printed by COURTS

What's on AO 398

Caption

The United States District Court and district, the plaintiff and defendant names, and the civil action number.

To line

The name of the defendant, or, if the defendant is a corporation, partnership or association, an officer or agent authorized to receive service.

Why are you getting this?

Says a lawsuit has been filed and a copy of the complaint is attached. A blank sets the days to return the waiver. Two copies of the waiver are enclosed with a stamped, self-addressed envelope or other prepaid means for returning one copy.

What happens next?

Explains what follows if the signed waiver is returned and what follows if it is not, and points to the enclosed statement about the duty to avoid unnecessary expenses.

Certification and signature

The sender certifies that the request is being sent on the date below, then signs and adds a printed name, address, email address and telephone number.

How to fill out AO 398

  1. 1

    Fill in the caption

    Enter the district, the plaintiff and defendant names and the civil action number. The form says the lawsuit has already been filed in this court under the number shown.

  2. 2

    Name the recipient

    Write the defendant's name on the To line, or an officer or agent authorized to receive service for a corporation, partnership or association.

  3. 3

    Write the return period

    The form says to give at least 30 days, or at least 60 days if the defendant is outside any judicial district of the United States, counted from the date the notice was sent.

  4. 4

    Enclose the papers

    The form says a copy of the complaint is attached, and that two copies of the waiver form are enclosed with a stamped, self-addressed envelope or other prepaid means for returning one copy.

  5. 5

    Date and sign

    Enter the date the notice is sent, sign as the attorney or unrepresented party, and add the printed name, address, email address and telephone number.

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Where it goes, timing and costs

Where it goes

To the defendant, not to the court. The form says it is not a summons, or an official notice from the court. If the defendant returns the signed waiver, the sender files the waiver with the court.

Timing

The return period runs from the date shown on the notice, which the form says is the date it was sent. After a waiver, the form gives 60 days from that date to answer the complaint, or 90 days if the notice is sent outside any judicial district of the United States.

Costs

The form does not print a filing fee. It says that if the signed waiver is not returned in time, the sender will ask the court to require the defendant, or the entity represented, to pay the expenses of making service.

Formats

The U.S. Courts page offers AO 398 as a PDF.

Who uses AO 398?

  • The sender

    The notice is signed by the attorney or unrepresented party who sends it, with a printed name, address, email address and telephone number. The sender certifies that the request is being sent on the date shown.

  • The defendant

    The To line names the defendant. The form says a lawsuit has been filed against the defendant, or the entity the defendant represents, in the court and under the case number shown at the top.

  • Corporations, partnerships and associations

    If the defendant is a corporation, partnership or association, the To line names an officer or agent authorized to receive service.

  • Defendants outside the United States

    The form gives longer periods abroad: at least 60 days to return the waiver if the defendant is outside any judicial district of the United States, and 90 days to answer if the notice is sent outside any judicial district of the United States.

  • The court

    The court does not issue this notice. The form says that if the signed waiver is returned, the sender files it with the court.

The form is sent by one side of a civil lawsuit to the defendant. It names these people.

Official sources and the blank

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Questions about Form AO 398

Is AO 398 a summons?

No. The form says it is not a summons, or an official notice from the court. It is a request that, to avoid expenses, the defendant waive formal service of a summons by signing and returning the enclosed waiver.

Who signs AO 398?

The attorney or unrepresented party who sends it. The signature block also asks for a printed name, address, email address and telephone number.

How many days does the defendant get to return the waiver?

The sender writes the number of days in a blank. The form says to give at least 30 days, or at least 60 days if the defendant is outside any judicial district of the United States, from the date the notice was sent.

What happens if the signed waiver is returned?

The form says the sender files it with the court, the action proceeds as if the defendant had been served on the date the waiver is filed, no summons is served, and the defendant has 60 days from the date the notice is sent to answer the complaint (or 90 days if it is sent outside any judicial district of the United States).

What if the waiver is not returned?

The form says the sender will arrange to have the summons and complaint served and will ask the court to require the defendant, or the entity represented, to pay the expenses of making service.

Does AO 398 list a filing fee?

No. The form does not print a fee. Its cost wording is about the expenses of making service.